Stock: Daiwa Securities (8601)


News: Past 4 years

Announcements


Dividends

2023

Nov 01, 2023: Daiwa Securities announces dividend
Daiwa Securities today announced an interim dividend of JPY19.0 per share. The ex-dividend date is Thursday, September 28, 2023 and the record date is Saturday, September 30, 2023 and it is payable on Friday, December 01.

Apr 28, 2023: Daiwa Securities announces dividend
Daiwa Securities today announced a final dividend of JPY12.0 per share. The ex-dividend date is Thursday, March 30, 2023 and the record date is Friday, March 31, 2023 and it is payable on Monday, June 05.

2021

Apr 28, 2021: Daiwa Securities announces dividend
Daiwa Securities today announced a final dividend of JPY25.0 per share. The ex-dividend date is Tuesday, March 30, 2021 and the record date is Wednesday, March 31, 2021 and it is payable on Tuesday, June 01.

2020

Nov 28, 2020: Daiwa Securities announces dividend
Daiwa Securities today announced an interim dividend of JPY11.0 per share. The ex-dividend date is Tuesday, September 29, 2020 and the record date is Wednesday, September 30, 2020 and it is payable on Tuesday, December 01.

Meetings

2023

May 25, 2023: Daiwa Securities announces AGM
Daiwa Securities has announced its Annual General Meeting will take place on Wednesday, June 28.

2020

Jun 18, 2020: Daiwa Securities announces AGM
Daiwa Securities has announced its Annual General Meeting will take place on Thursday, June 25.

Share Capital

2022

Nov 30, 2022: Daiwa Securities: Results of Share Repurchase
Daiwa Securities Group Inc. announces the results of share repurchase as outlined below. The share repurchase was resolved by the meeting of Board of Directors on April 27, 2022 under the provisions of the Articles of Incorporation pursuant to Article 459, Paragraph 1 of the Companies Act of Japan.

Source: Company Website

Jun 28, 2022: Daiwa Securities: Notice concerning the Disposal of Treasury Shares for Restricted Stock Compensation
Attention

This document is an unofficial translation of a press release announced on June 28, 2022 by Daiwa Securities Group Inc. The original release is in Japanese.

Daiwa Securities Group Inc. ("Company") hereby announces that its Executive Management Committee, having authority delegated by its Board of Directors, resolved at a meeting to dispose of its treasury shares for the purpose of restricted stock compensation ("Disposal of Treasury Shares" or "Disposal"). The details of the said resolution are as follows

Source: Tokyo Stock Exchange

Jan 04, 2022: Daiwa Securities: Status of Share Repurchase
Attention This document is an unofficial translation of a press release announced on January 4, 2022 by Daiwa Securities Group Inc. The original press release is in Japanese. Daiwa Securities Group Inc. announces the status of share repurchase as outlined below. The share repurchase was resolved by the meeting of Board of Directors on April 28, 2021 under the provisions of the Articles of Incorporation pursuant to Article 459, Paragraph 1 of the Companies Act of Japan.

Source: Tokyo Stock Exchange

2021

Dec 01, 2021: Daiwa Securities: Status of Share Repurchase
This document is an unofficial translation of a press release announced on November 1, 2021 by Daiwa Securities Group Inc. The original press release is in Japanese. Daiwa Securities Group Inc. announces the status of share repurchase as outlined below. The share repurchase was resolved by the meeting of Board of Directors on April 28, 2021 under the provisions of the Articles of Incorporation pursuant to Article 459, Paragraph 1 of the Companies Act of Japan.

Source: Tokyo Stock Exchange

Jun 23, 2021: Daiwa Securities: Notice concerning the Disposal of Treasury Shares for Restricted Stock Compensation
This document is an unofficial translation of a press release announced on June 23, 2021 by Daiwa Securities Group Inc. The original release is in Japanese. Daiwa Securities Group Inc. ("Company") hereby announces that its Executive Management Committee, having authority delegated by its Board of Directors, resolved at a meeting to dispose of its treasury shares for the purpose of Restricted Stock compensation ("Disposal of Treasury Shares" or "Disposal"). The details of the said resolution are as follows:

Source: Tokyo Stock Exchange

May 27, 2021: Daiwa Securities: Notice Regarding the Issue of Daiwa Securities Group Inc.'s Unsecured Bonds
DSGI has priced its 36th and 37th Series of Unsecured Bonds--ranking pari passu solely with other series of debentures or bonds-- (the Bonds). The conditions of the Bonds have been set as below.

Source: Tokyo Stock Exchange

Press Releases

2022

Jun 30, 2022: Daiwa Securities announces EGM
Daiwa Securities has announced its Extra Ordinary General Meeting will take place on Tuesday, June 28.

May 18, 2022: Corporate Governance Report
The Company will respect the rights and interests of the shareholders, consider the position of all stakeholders and strive for sustainable growth and improvement of medium to long term corporate value through realization of our corporate principles "Building trust", "Placing importance on personnel", "Contributing to society" and "Maintaining healthy earnings results". For that purpose, the Company practices group management based on a holding company structure, establishes a highly transparent and objective governance structure that conforms to international standards, realizes highly efficient oversight of group companies and builds a unified group management system that elicits synergies among group companies. To achieve that, the Company has established "Daiwa Securities Group Inc. Corporate Governance Guidelines" to define the basic framework and policies of the Daiwa Securities Group's corporate governance. For the contents of the guideline, please check the website below. ( https://www.daiwa-grp.jp/english/about/go

Source: Tokyo Stock Exchange

May 10, 2022: Daiwa PI Partners Establishment of Singapore Operation
Daiwa PI Partners is engaged in private equity and venture capital investment into rapidly growing companies in Southeast Asia and East Asia with adding values to portfolio companies by leveraging Daiwa Securities Group's Japanese and global networks and resources. The Tokyo and the Singapore teams will work together closely to strengthen the investment activities. Singapore has attracted a large number of funds investing in Southeast Asia and been a hub for investors in the region. Establishing the local operation in Singapore enables us to operate more flexibly and deepen collaboration with other investors, Daiwa Securities Group offices, and alliance partners. We have provided various support to portfolio companies by leveraging the know-how through more than 20-years of investment experiences and by realizing business alliances with Japanese and Asian clients of the Daiwa Securities Group. With the new operation

Source: Tokyo Stock Exchange

May 09, 2022: Daiwa Securities: Investment in Daiwa ACA APAC Growth II LP
Daiwa PI Partners Co., Ltd. (President: Yuki Hayakawa, Headquarters: Gran Tokyo North Tower 1-9-1, Marunouchi, Chiyoda-ku, Tokyo; "Daiwa PI Partners") has made an investment into Daiwa ACA APAC Growth II LP ("the Fund"), a private equity fund established and managed by ACA Investments Pte Ltd. ("ACA"), a leading Japanese private equity investment company in Southeast Asia and a Daiwa Securities Group Inc's capital tied-up partner.

The Fund is positioned as the successor to Daiwa ACA APAC Growth LP, which was announced in our press release "Establishment of Daiwa ACA APAC Growth LP" dated 23 July 2019.

Daiwa PI Partners is engaged in private equity and venture capital investment into rapidly growing companies in Southeast Asia and East Asia with adding values to portfolio companies by leveraging Daiwa Securities Group's Japanese and global networks and resources. Meanwhile, ACA has invested in and supported more than 30 companies through the introduction of Japanese-style business management know-how, compliance/internal control systems and introduction of strategic partners. The investment in the Fund aims not only to accelerate our investment in growth stage companies in Asia region by leveraging ACA's knowledge and network but also to realize synergies with Daiwa PI Partners' international investment activities.

(Overview of the Fund)

Fund name: Daiwa ACA APAC Growth II LP

Office: PO Box 309, Ugland House, Grand Cayman, KY1 1104, Cayman Islands

Investment Criteria: Companies in the APAC region with rapid growth potential

Fund Size: JPY 5,000,000,000

General Partner: Daiwa ACA APAC Growth Management II Ltd.

Limited Partner: Daiwa PI Partners Co. Ltd.

Source: Tokyo Stock Exchange

May 09, 2022: Daiwa PI Partners Establishment of Singapore Operation
Daiwa PI Partners Co., Ltd. (President: Yuki Hayakawa, Headquarters: Gran Tokyo North Tower 1-9-1, Marunouchi, Chiyoda-ku, Tokyo; "Daiwa PI Partners") has commenced the operation of its newly established subsidiary in Singapore.

Daiwa PI Partners is engaged in private equity and venture capital investment into rapidly growing companies in Southeast Asia and East Asia with adding values to portfolio companies by leveraging Daiwa Securities Group's Japanese and global networks and resources. The Tokyo and the Singapore teams will work together closely to strengthen the investment activities. Singapore has attracted a large number of funds investing in Southeast Asia and been a hub for investors in the region. Establishing the local operation in Singapore enables us to operate more flexibly and deepen collaboration with other investors, Daiwa Securities Group offices, and alliance partners. We have provided various support to portfolio companies by leveraging the know-how through more than 20-years of investment experiences and by realizing business alliances with Japanese and Asian clients of the Daiwa Securities Group. With the new operation in Singapore, we will further contribute to creating values for portfolio companies. In addition, we will explore more investment opportunities in growing companies, including rapidly increasing "Unicorns" in the region.

Daiwa Securities Group aims to realize the SDGs by creating a sustainable capital cycle with the core concept of "From savings to SDGs" in its management vision "Vision 2030". Working together with our stakeholders, we strive to strengthen our medium- to long-term corporate value and create a sustainable and prosperous society through SDGs and ESG initiatives. The establishment of a Singapore operation of Daiwa PI Partners Co., Ltd. is to work on "Financial support for economic growth in Asia", one of the priority issues in "Vision 2030".

Source: Tokyo Stock Exchange

2021

Dec 16, 2021: The Daiwa Securities Group Inc. joins the Partnership for Carbon Accounting Financials (PCAF) and PCAF Japan coalition
The Daiwa Securities Group Inc. (the "Group") today announced that we have joined the Partnership for Carbon Accounting Financials (PCAF) as a part of achieving "Daiwa Securities Group Net Zero Carbon Declaration", which aims to net zero greenhouse gas emissions across our investment and loan portfolios, etc. by 2050 (Scope 3). And the Group also joined the newly established PCAF Japan coalition, which was launched by the Japanese financial institutions participating in the global, industry-led PCAF initiative.

Source: Tokyo Stock Exchange

Jun 23, 2021: Daiwa Securities: Formulation of the Environmental and Social Policy Framework
As announced in May 2021, the Daiwa Securities Group (the "Group") formulated its management vision "Vision 2030" putting the SDGs at the center of its strategy, and is promoting initiatives towards the transition to a carbon-neutral society and the realization of a resilient society.

Source: Tokyo Stock Exchange

May 19, 2021: Daiwa Securities Group Medium-Term Management Plan Passion for the Best 2023
Daiwa Securities Group Inc. has released "Passion for the Best" 2023, the new Medium-term Management Plan for the group covering 3 years from FY2021 to FY2023.

Source: Tokyo Stock Exchange

Mar 05, 2021: Notice Concerning Conversion of Daiwa Office Investment Corporation into Consolidated Subsidiary(Transfer of Subsidiary)
Daiwa Securities Group Inc. ("DSGI") announces that, as announced in its press release (the "Notice Concerning Conversion of Daiwa Office Investment Corporation into Consolidated Subsidiary") dated 22 February 2021, through the results of the Acquisition of Own Investment Units by Daiwa Office Investment Corporation ("DOI"), it will make DOI its consolidated subsidiary

Source: Tokyo Stock Exchange

Feb 23, 2021: Daiwa Securities: Notice Regarding the Agreement to Establish the Joint Venture in Thailand
Daiwa Capital Markets Singapore Limited, wholly owned by Daiwa Securities Group Inc. ("Daiwa Securities Group"), has agreed to establish a joint venture in Thailand, DC Advisory (Thailand) Co., Ltd. ("DC Advisory (Thailand)"); together with 9 Basil Co., Ltd. ("9 Basil"), formerly Aura Capital Thai Co., Ltd., and strategic investors in Thailand, to commence M&A financial advisory services in Thailand on 22 February. The "DC Advisory" brand has been deployed globally in Daiwa Securities Group's M&A businesses. This transaction does not fall under the timely disclosure standards set by the Financial Instruments Exchange for Daiwa Securities Group Inc., which is our parent company.

Source: Tokyo Stock Exchange

Feb 23, 2021: Daiwa Securities: Notice Concerning Conversion of Daiwa Office Investment Corporation into Consolidated Subsidiary
Daiwa Securities Group Inc. ("DSGI") announces that, given the determination of Daiwa Office Investment Corporation ("DOI"), an affiliated company of DSGI, to acquire own investment units as announced in its press release dated today (the "Acquisition of Own Investment Units"), it has decided to make DOI its consolidated subsidiary through the results of the Acquisition of Own Investment Units or through a purchase of investment units by way of a market procurement by DSGI at the Tokyo Stock Exchange ("Acquisition of Investment Units") as described below.

Source: Tokyo Stock Exchange

Feb 23, 2021: Daiwa Securities: Notice Regarding the Agreement to Establish the Joint Venture in Thailand
Daiwa Capital Markets Singapore Limited, wholly owned by Daiwa Securities Group Inc. ("Daiwa Securities Group"), has agreed to establish a joint venture in Thailand, DC Advisory (Thailand) Co., Ltd. ("DC Advisory (Thailand)"); together with 9 Basil Co., Ltd. ("9 Basil"), formerly Aura Capital Thai Co., Ltd., and strategic investors in Thailand, to commence M&A financial advisory services in Thailand on 22 February. The "DC Advisory" brand has been deployed globally in Daiwa Securities Group's M&A businesses. This transaction does not fall under the timely disclosure standards set by the Financial Instruments Exchange for Daiwa Securities Group Inc., which is our parent company.

Source: Tokyo Stock Exchange

2020

Dec 19, 2020: Daiwa Securities (China) Co., Ltd. Completed Business Registration
On December 18, 2020 Daiwa Securities Group Inc. ("Daiwa Securities") has completed the company registration with the Market Supervision Administration of Xicheng District, Beijing for the registration of Daiwa Securities (China) Co., Ltd. ("Daiwa Securities (China)").

Source: Tokyo Stock Exchange

Nov 10, 2020: Daiwa Securities: Report Regarding Consolidated Liquidity Coverage Ratio Situation of Soundness in Liquidity Management as of Second Quarter in Fiscal Year 2020
In accordance with the Financial Instruments and the Exchange Act Article 57-17, "Notification, etc. of Documents Describing Status of Soundness in Management", Daiwa Securities Group Inc. reports situation of soundness in liquidity management as of second quarter in fiscal year 2020.

Source: Tokyo Stock Exchange

Oct 29, 2020: Daiwa Securities: Summary of Financial Results for the second quarter 2021
Earnings forecasts for the fiscal year ending March 31, 2021 (consolidated) Daiwa Securities Group's (hereinafter the "Group") principal business is securities-related business, and the performance of the Group is significantly influenced by the economic and market environment in which it operates. Therefore, Daiwa Securities Group Inc. (hereinafter the "Company") does not disclose the forecasts of consolidated operating results, considering the difficulty to forecast the performance.

Due to the economic situation and the deterioration of the market environment caused by the outbreak of Coronavirus Disease (COVID-19), the performance of the securities-related business, which is the Group's main business, may be adversely affected. The impact on the Group's business results is not clear at this time, but it will be disclosed immediately if there should be anything to be disclosed.

Source: Tokyo Stock Exchange

Oct 29, 2020: Daiwa Securities: 2Q FY2020 Earnings Announcement
Equity revenues rose from an increase in sales commission from equity underwriting owing to large equity underwriting deals including SoftBank.

Fixed income revenues increased as foreign bond sales rose.

Source: Tokyo Stock Exchange

Oct 29, 2020: Daiwa Securities: Report Regarding Consolidated Capital Adequacy Ratio and Consolidated Leverage Ratio Situation of Soundness in Management as of June 30, 2020
In accordance with the Financial Instruments and Exchange Act Article 57-17, "Notification, etc., of Documents Describing Status of Soundness in Management", Daiwa Securities Group Inc. reports the situation of soundness in management as ofJune 30, 2020.

Source: Tokyo Stock Exchange

Aug 08, 2020: Report Regarding Consolidated Liquidity Coverage Ratio Situation of Soundness in Liquidity Management as of First Quarter in Fiscal Year 2020
In accordance with the Financial Instruments and the Exchange Act Article 57-17, "Notification, etc. of Documents Describing Status of Soundness in Management", Daiwa Securities Group Inc. reports situation of soundness in liquidity management as of first quarter in fiscal year 2020.

Source: Tokyo Stock Exchange

Aug 04, 2020: Daiwa Securities: Summary of Financial Results for the first quarter 2021
Summary of Financial Results for the first quarter 2021

Source: Tokyo Stock Exchange

Aug 04, 2020: Daiwa Securities: 1Q FY2020 Earnings Announcement
1Q FY2020 Earnings Announcement

Source: Tokyo Stock Exchange

Aug 04, 2020: Daiwa Securities: Report Regarding Consolidated Capital Adequacy Ratio and Consolidated Leverage Ratio Situation of Soundness in Management as of March 31, 2020
Report Regarding Consolidated Capital Adequacy Ratio and Consolidated Leverage Ratio Situation of Soundness in Management as of March 31, 2020

Source: Tokyo Stock Exchange

May 26, 2020: Corporate Governance Report
BasicViewson CorporateGovernance,CapitalStructure,CorporateProfileandOtherBasicInformation TheCompanyandDaiwaSecuritiesCo.Ltd.holdthestrategicshareholdingsharesonlywhentheydeterminethatsuchshareholdingservestheirstrategicinterests.Furthermore,theCompanyregularlyverifiesthesignificanceofsuchshareholdingandwillsellshareswhicharedeterminedtobeinsignificantconsideringtheimpactonthemarketandothermatterswhichshouldbetakenintoconsideration.Totalamount(bookvalue)ofthestrategicshareholdingshares*soldfromFY2016totheendofFY2019:16.1billionyen

Source: Tokyo Stock Exchange

May 22, 2020: Daiwa Energy & Infrastructure Co. Ltd. to Invest in Pentacom Investments (Spain) Holdco S.L.
Daiwa Energy & Infrastructure Co. Ltd. (President: Morimasa Matsuda, Headquarters: GranTokyo North Tower, 1-9-1 Marunouchi, Chiyoda-ku, Tokyo / "DEI" or "We") acquired a part of the shares of Pentacom Investments (Spain) Holdco S.L. (hereinafter referred to as "Pentacom"), which owns optical Fibre-to-the-Home network in Spain.

Source: Tokyo Stock Exchange

Apr 30, 2020: Daiwa Securities: DEI to Invest in INFOSTELLAR INC.
Daiwa Energy & Infrastructure Co. Ltd. (President: Morimasa Matsuda, Headquarters: Gran Tokyo North Tower, 1-9-1 Marunouchi, Chiyoda-ku, Tokyo / "DEI") has invested in Infostellar Inc. (hereinafter referred to as "Infostellar"), which provides information and communication support services to satellite operators and ground station operators in Japan and overseas.

Source: Tokyo Stock Exchange

Apr 21, 2020: Daiwa Securities: Notification Regarding the Postponement of Announcement of Consolidated Financial Results for Fiscal Year 2019 (ended March 31, 2020)
Daiwa Securities Group Inc. ("the Group") hereby announces the postponement of announcement of consolidated financial results for fiscal year 2019 originally scheduled for Monday April 27, 2020 as follows

Source: Tokyo Stock Exchange

Acquisitions

2021

Aug 02, 2021: Daiwa Securities: Notice Regarding Issuance of Stock Options Utilizing Stock Acquisition Rights
This document is an unofficial translation of a press release announced on July29, 2021 by Daiwa Securities Group Inc. The original press release is in Japanese. Daiwa Securities Group Inc. (hereinafter "Company") resolved at an Executive Management Committee held today to issue stock acquisition rights pursuant to Articles 236, 238 240 and 416 of the Companies Act for the purpose of granting stock options. The terms are as outlined below.

Source: Tokyo Stock Exchange

2020

Aug 04, 2020: Daiwa Securities: Notice Regarding Issuance of Stock Options Utilizing Stock Acquisition Rights
Notice Regarding Issuance of Stock Options Utilizing Stock Acquisition Rights

Source: Tokyo Stock Exchange

Funding/Capital
Oct 21, 2020: Daiwa Securities: The Arrangement of Green Bond Issued by Vasakronan
On Wednesday 21st October, Vasakronan AB, rated A3 by Moody's, successfully launched an USD 10million Green Bond ("the Bond"). Daiwa Capital Markets Europe Limited acted as a sole lead manager for this issuance. The Bond was sold to The 77 Bank, Ltd.

Source: Tokyo Stock Exchange